Commodity broker

Results: 186



#Item
121Financial system / Futures contract / Finance / National Futures Association / Foreign exchange market / Broker / Commodity broker / Commodities market / Financial economics / Financial markets

Guaranteed Introducing Broker Verification Form Use this form to request information about an Introducing Broker that your firm wishes to guarantee. Please print the form, sign it, mail it or fax it to National Futures

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-08-31 14:36:58
122Commodity Futures Trading Commission / Collateral management / Derivative / Commodity broker / Commodity Futures Modernization Act / Financial economics / Finance / Futures contract

Microsoft Word - Collateral Segregation ANOPR Comments_Final.docx

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Source URL: www.sec.gov

Language: English - Date: 2011-02-10 16:09:34
123Finance / Futures contract / Commodity broker / Commodity Futures Trading Commission / Commodity market / Commodity pool / Futures exchange / Nuveen Investments / Commodity Pool Operator / Financial economics / Commodities market / Investment

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2012-06-21 10:54:46
124Financial system / Finance / Commodity Futures Trading Commission / Commodity Exchange Act / National Futures Association / Futures contract / U.S. Securities and Exchange Commission / Commodity broker / Foreign Exchange Dealers Coalition / Commodities market / Financial economics / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NFA[removed]May 9, 2007 Self-Regulatory Organization; National Futures Association; Notice of Filing and Immediate Effectiveness of a Proposed Interp

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Source URL: www.sec.gov

Language: English - Date: 2007-05-11 16:00:43
125Financial system / Finance / Commodity Futures Trading Commission / Commodity Exchange Act / Futures contract / National Futures Association / Foreign exchange market / Commodity broker / Financial markets / Financial economics / Commodities market

Notice of Filing and Immediate Effectiveness of Proposed Amendments to the Interpretive Notice to NFA Compliance Rule 2-9: Enhanced Supervisory Requirements; Rel. No[removed], File No. SR-NFA[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-11-22 16:32:12
126Commodity broker / Financial economics / Financial system / Finance / Commodities market / Futures contract / Commodity Futures Trading Commission

Case: [removed]Date Filed: [removed]Page: 1 of 28

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Source URL: media.ca11.uscourts.gov

Language: English - Date: 2014-04-15 11:22:04
127Financial services / Funds / Financial markets / Collective investment schemes / Money market fund / Commodity Futures Trading Commission / Mutual fund / Broker-dealer / Short / Financial economics / Investment / Finance

PICKARD AND DJINIS LLP ATTORNEYS AT LAW 1990 M STREET, N. W. WASHINGTON, D. C[removed]TELEPHONE

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Source URL: www.sec.gov

Language: English - Date: 2009-09-15 14:08:23
128Financial services / Commodity Futures Trading Commission / Derivative / Futures contract / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity broker / Over-the-counter / Swap / Hedge fund / Financial economics / Investment / Finance

January 18, 2011 Mr. David A. Stawick Secretary Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, N.W.

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Source URL: www.sec.gov

Language: English - Date: 2011-02-10 16:07:10
129Finance / Commodity Futures Trading Commission / Commodity pool / Commodity Pool Operator / Futures contract / Commodity Exchange Act / Commodity trading advisor / Commodity broker / Investment Advisers Act / Commodities market / Financial economics / Business

Comments on File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-09-29 13:39:03
130MF Global / Finance / Farm Credit System / Jon Corzine / Futures contract / CoBank / Refco / Commodity broker / Ø / Financial economics / Investment / European sovereign debt crisis

MF Global and Risk Management: A Lender’s Perspective National Grain and Feed Association Annual Convention 2012 Lori L. O’Flaherty Chief Credit Officer

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Source URL: www.ngfa.org

Language: English - Date: 2013-06-18 14:34:50
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